Risk and Compliance Responsible

Risk and Compliance Responsible (60-80%) Your tasks: Compliance & Risk responsibility for the company towards the FINMA (incl. anti-money laundering specialist and data protection officer) Review and ongoing update of internal instructions, processes, control plans as well as contracts with third parties (e.g. banks, fund administrators). Information of the management about legal and regulatory innovations incl. application for necessary measures and controls. Reporting to the management and the board of directors: Creation of the periodic compliance reports and the annual risk analyses of the company. Implementation and follow-up of risk-related control measures (individual portfolio management and collective investment forms according to KAG), periodically and in day-to-day business. Maintenance and control of securities and customer master data, incl. openings and settlements Implementation and documentation of employee training on Crossborder, money laundering, code of conduct and regulatory developments. Ideally: Responsibility for the functionality and data maintenance of internal IT systems (database, printer, telephone) in cooperation with external service providers. First-level support for hardware and on-site support for IT application questions. What you bring: Completed degree in law, economics, finance or comparable qualification. Several years of professional experience in risk management and/or compliance in the financial services industry. In-depth knowledge of regulatory requirements (in particular KAG, GwG, FIDLEG/FINIG, FATCA, AIA, MIFID II and Crossborder, KYC, data protection law). Experience in handling control and monitoring processes. Ideally: IT affinity and experience in maintaining internal IT systems, various business hardware, as well as telephone, WLAN, Bloomberg, websites and newsletters. Independent, structured and meticulous way of working. Communication strength, assertiveness and high social competence. Very good German language skills in word and writing, good English language skills are an advantage. What we offer: Interesting challenge with a lot of personal responsibility in a small team Varied range of tasks Opportunities to learn new things and bring in your own ideas Attractive compensation with above-average pension benefits Pleasant working atmosphere with real teamwork, flat hierarchies, "open-door" culture Modern workplace in the heart of Zug, close to the train station and Lake Zug Dr. Würmli is available for your questions. Absolute discretion and confidentiality are a matter of course. We look forward to your application! jpid5a52081jm jit0727jm jiy26jm